| Safety loss of mountaineering ropes
by lowering cycles in toprope climbing |
Indice |
Dr. Ing. Wolfram Vogel Institute
of Mechanical Handling University of Stuttgart
1. Introduction
In climbing gardens, artifical climbing structures and so
on the climber can find short routes of all degrees of difficulty.
Here the toprope climbing is used frequently by belaying from
the ground. In picture 1 the rope line in toprope climbing
by belaying from the ground is shown. The climber is connected
with the mountaineering rope by his harness. The mountaineering
rope leads from the climber to the upper end of the route
where the direction is changed within the carabiner and is
lead to the belay device. Because of this special rope line
the fall factor which describes the relation of fall height
to the displayed rope length and therefore the force on the
climber in the case of a fall are small. If the climber reaches
the end of the route he will be lowered by the belaying person.
During the lowering the mountaineering rope is bend over the
upper carabiner and in the belay device.
In toprope climbing usually mountaineering ropes are used
(fiber ropes in kernmantel-construction made by polyamid fibers).
Mountaineering ropes are stressed dynamically by drops in
climbing. As a measurement for the safety of a mountaineering
rope, the number of break-free norm drops, which are determined
in a drop test by using unused mountaineering ropes according
to DIN EN 892 is valid. A mountaineering rope is exposed to
mechanical, thermical and chemical demands while in use.
The individual stresses are effective as a collective on the
mountaineering rope and reduce its application characteristics.
The reduction of the application characteristics is at the
same time connected with a loss of safety, which is expressed
by a decline of the number of drops without breakage of used
ropes. A considerably mechanical stress in toprope climbing
results from the bendings during lowering around the upper
carabiner and in the belay device under a rope force.
In this investigation the safety loss of mountaineering ropes
at drop test is examined, which are exclusively exposed to
the bendings during the lowering cycles with different belay
devices.
2. Bendings during the lowering cycles
In toprope climbing the direction of the mountaineering rope
is bend during the lowering cycle around the upper karabiner
and in the belay devices. The belay devices carabiner, figure
eight descender and grigri used in toprope climbing are shown
in figure 1.

Fig. 1: Rope line in toprope climbing
The carabiner and the figure eight descender
are designated as dynamical belay devices. In using these
belay devices, the hand power of the belaying person is needed
to be able to brake. The term dynamical security device is
derived from the braking effect, as during the drop the drop
force by handing out the rope can be reduced. In the carabiner,
the direction of the mountaineering rope is changed two times
with rope-karabiner-contact and two times with rope-rope-contact.
In the figure eight descender the mountaineering rope experiences
three bendings with rope-metal-contact. The grigri is a representative
of the static belay devices. The rope is laid around a eccentric
provided with a groove. In using a lever the eccentric is
positioned in such a way, that in climbing the rope can be
handed out by using the grigri. With the help of the lever
during lowering, the position of the eccentric and therefore
the braking force roughly varies. If the lever in lowering
is released, the eccentric turns through the friction force
between rope and eccentric groove. The rope on the hand side
is trapped between the edge of the eccentric and the case.
The brake functions itself, i.e. no close hand power is needed.
A dynamic brake effect arises with the grigri only by the
movement of the belaying person, who carried along at a drop.
The bendings around the upper carabiner with a radius of 5
mm takes place with a angle a between 160° and 180°,
dependent on which horizontal distance the belaying person
from the plumb, judged from the upper carabiner, has.
3. Rope forces during lowering
The rope force during the lowering cycle is dependent on
the mass of the climber and the position of the rope in the
safety chain. The rope force F2 between the upper carabiner
and the belay device and the force of the braking hand FH
has been measured for the dynamic belay devices carabiner
and figure eight descender during the lowering with a solid
mass of 80 kg. The experiment assembly is shown in figure
2.

Fig. 2: Rope forces during lowering
The wrapping angle in the upper carabiner has
about 170° in the measurements. The measurements have
been carried out with a unused mountaineering rope and an
used mountaineering rope with a furry rope casing. The measured
rope forces are concluded in table 1. The rope force F1 in
the part of the rope between the climber and the upper carabiner
is equivalent to the weight force of the climber. The rope
force F2 between the upper carabiner and the belay device
is by using the unused rope about 56% of the force produced
by the lowered mass m. By using the used mountaineering rope
the rope force F2 is, as expected, smaller and amounts to
only about 46% of the force produced by the lowered mass m.
The force of the braking hand FH is dependant on the choice
of the dynamic belay device. In the figure eight descender,
about 11% and in belaying with the carabiner about 4% of the
mass force had to be hold with the unused rope. In using the
used rope, the hand force goes back to 7,6% or rather to 2,5%
of the force produced by the mass m.
Table 1: Rope Forces during lowering
Designation
of the
Rope force
|
Rope force [N] |
Unused rope |
Used rope |
At upper carabiner |
F |
785 |
785 |
F |
440 |
360 |
Hand force FH
belay carabiner |
30 |
20 |
Hand force figure
eight descender FH |
90 |
60 |
|
4. Ropes
Altogether, eight different simple ropes are used as testing
ropes. Most of the examinations have been carried out with
three single, which were made available for this examination
by European mountaineering rope producers (AROVA-MAMMUT AG,
CH, EDELMANN + RIDDER GMBH + CO., D-Isny i.A., MARLOW ROPES
LTD., GB-Hailsham). All of the ropes have been examined in
new condition according to DIN EN 892 at the Institute of
Mechanical Handling, University of Stuttgart.
5. Testing enforcement
The testing enforcement is separated in two steps. First
of all, the mountaineering ropes are aged by N lowering cycles
in using different belay devices and then they are tested
in the drop test according to DIN EN 892.
5.1 Use of the test ropes by lowering
The lowering procedure in toprope climbing with belaying
from the ground is simulated in the laboratory. Therefore,
a wearing test bed (figure 2) has been erected, in which the
relations in toprope climbing are copied. Additional demands
like i.e. rubbing at edges or environmental influences are
excluded. The security devices are fixed on the hall floor
with a short sling.
A lowering cycle is designed as follows. The mass m is hoisted
up with a crane to the height of the upper carabiner over
a helping rope. The mountaineering rope (test rope) is pulled
behind force free and the mass m is handed over to the test
rope. Now the lowering of the mass m to the hall floor follows.
The speed of lowering is about 1 m/s. The lowering procedure
is repeated N = 20, N = 40, N = 60 or N= 80 times. After each
wearing test, two samples for the drop test with a length
of 3,8m each exist.
One part of the rope is bend only over the upper carabiner
and the other part of the rope is only bend in the belay device
N-times. After the wearing tests, no damages to the sheath
of the mountaineering ropes could be determined.
In belaying with carabiner and figure eight descender the
mass m is nearly landed shock free on the hall floor and the
rope is completely unloaded. This is possible, because the
force of the braking hand and therefore the lowering speed
can be finely dosed. In belaying with the grigri the lowering
procedure can only be roughly influenced. Before reaching
the hall floor, the mass m has to be sharply slowed down by
getting stuck of the rope in the grigri. In doing this, the
mountaineering rope is additionally dynamically demanded.
In figure 3 the measured rope force in a typical lowering
cycle with the grigri is shown. After the mountaineering rope
got stuck in the grigri, the maximal rope force amounts to
approximately a force 2,8 times of the lowered mass m.

Fig. 3: Dynamic Force at the end of lowering
- belaying with grigri
5.2 Dynamic tests (drop tests)
The dynamic tests with the aged mountaineering ropes are
carried out according to DIN EN 892 on the drop test device
at the Institute of Mechanical Handling, University of Stuttgart.
The drop test device is provided with a guided falling mass.
The falling mass to examine single ropes is 80kg. To be able
to do a drop test, a rope length with a length of about 3,8m
is needed. The length of the rope length for the falling test
is equivalent to the rope part which is bend in the lowering
cycles in the upper carabiner or in the belay device. The
test sample is fixed with the knot in accordance to the rules
with an interior loop length of (50+/-10) mm at the fixing
bow of the falling mass. The mountaineering rope is tied around
over the round testing edge with a radius of 5 mm (equivalent
to the radius of the upper carabiner), three times around
a poller and fixed behind a screwed up clamp plate. Then the
test sample is loaded statically with the falling mass and
after one minute a free length of (2500+-20) mm is adjusted.
At the drop test, the falling mass falls free approximately
5000m, before the rope stretches. The drop force transmitted
to the falling mass over the rope and slows it down. The drop
force is measured, tightened and recorded during the first
fall. After the drop, the rope has to be unloaded within a
minute. Between two consecutive falls the time span has to
be (5+-0.5) minutes. The drop test is repeated until the rope
breaks.
6. Number of drops without breakage
From the mountaineering ropes used in this examination, the
number of drops without breakage in new condition out of tests
according to DIN EN 892 are known. According to the DIN EN
892, the drop test has to be carried out in new condition
until the break at three test samples. Each test sample has
to bear at least five norm falls without a break. The mean
value of the number of drops without breakage of the three
unused test samples is designated as nu. To be able to compare
single ropes of different construction and of different rope
diameters, the number of drops without breakage of the aged
test sample ng is referred to nu. The relative number of drops
without breakage over the number of lowering cycles N is for
rope parts applied on in figure 4 to figure 6, which are only
bend in the belay devices. At the carabiner (figure 4) and
at the figure eight descender (figure 5) the relative number
of drops without breakage with the number of lowering cycles
is nearly reduced linear. The relative number of drops without
breakage at the carabiner is regularly stronger reduced than
the figure eight descender, because of the higher number of
bendings, moreover with rope-rope-contact. At rope parts,
which were bend times in the carabiner the number of drops
without breakage is already gone back to less than the half
of the new condition.

Fig. 4: Relative number of drops – bendings
in the belay carabiner

Fig. 5: Relative number of drops – bendings
in the figure eight descender
At rope parts, which were bend in the grigri
(figure 6) the relative number of drops without breakage is
high after some lowering cycles and is then reduced only slightly.
The reduction is with an increasing number of lowering cycles
smaller than at the carabiner and the figure eight descender.
This course of the relative number of drops without breakage
over the number of lowering cycles is a consequence of the
dynamic additional demand, to which the ropes are exposed
at the end of the lowering procedure. The relative number
of drops without breakage falls over the number of lowering
cycles of rope parts, which are only bend in the upper carabiner,
is shown in figure 7 with dynamic belaying carabiner and figure
eight descender and in figure 8 with static belaying. For
both belaying methods the quotient decreases with the increasing
number of lowering cycles. At a dynamic belay, the relative
number of drops without breakage decreases symmetrically with
the increasing number of lowering cycles. The reduction of
is despite the higher rope forces at the upper carabiner regularly
smaller than at the rope parts, which were bend in the dynamic
belay devices. At the static belaying security with the grigri,
the already known process of over N as a consequence of the
dynamic additional demand is shown.

Fig. 6: Relative number of drops – bendings
in the grigri

Fig. 7: Relative number of drops – bendings
in the upper carabiner combined with the belay devices carabiner
and figure eight descender

Fig. 8: Relative number of drops – bendings
in the upper carabiner combined with the belay device grigri
The relative number of break-free bearing falls determined in
the test after bendings during the lowering cycles in toprope
climbing is evaluated in a regression calculation. As regression
equation at the dynamic belay with the carabiner and the figure
eight descender a linear equation
 |
(1) |
is chosen. At the static belay with the grigri a potential
equation is chosen.
 |
(2) |
For the regression calculation the equation (2) is changed
into the logarithm form
 |
(3) |
In using the regression calculation the constants a0, a1
and c0, c1 are calculated. In table 2 the constants a0 and
a1, the standard derivation s and the determination measure
B are listed for the dynamic belay devices. Table 3 includes
the constants found with the static belay device. The results
of the calculation are plotted in figure 4 up to figure 8
as solid lines. Additionally the unilateral 95 % confidence
interval is shown as dashed lines. The test results are practical
in all cases above this calculated statistical limit line.
Table 2: Constants of regression calculation
(dynamic belay devices)
|
Constants |
Derivation
s
|
Determination
measure B
|
a0 |
a1 |
Belay
carabiner
|
0,998 |
-6,99 10-3 |
0,057 |
0,928 |
Figure
eight descender |
0,976 |
-5,43 10-3 |
0,091 |
0,757 |
Upper
carabiner
|
0,965 |
-3,3 10-3 |
0,106 |
0,483 |
|
Table 3: Constants of regression calculation
(static belay device)
|
Constants |
Derivation
s
|
Determination
measure B
|
a0 |
a1 |
Grigri
|
-0,1215 |
-0,0618 |
0,052 |
0,848 |
Upper
carabiner
|
-0,1023 |
-0,0347 |
0,069 |
0,708 |
|
7. Summary
The drop tests with mountaineering, which were altered in
lowering procedures as normal in toprope climbing, have shown
that with an increasing number of lowering cycles the number
of drops without breakage compared to the new condition of
the rope strongly decreases. With rope parts, which were only
bend in the figure eight descender or in a carabiner, already
after 80 lowering cycles only about half or less than half
of the number of drops without breakage of the new condition,
unused rope. This safety loss occur in praxis after few top
rope climbing days. By overlapping the bendings in the belay
devices with other stresses of the collective one has to calculate
with further decrease of number of drops without breakage.
The safety loss is uncritical for further use as a toprope
rope because fall factors are small but critical when a big
fall height is possible.
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